I would have no hesitation in recommending Neil as a very motivated, focused and committed manager who has a strong, specialist knowledge of the UK Financial Services sector.
Steve Webb, Director of Business Policy, Welsh Assembly Government
Example of 2 Day Training Course
| CeFA1 / CF1 / CeMAP1 - 2-DAY Training Course DAY 1 - Introduction to FS Environment and Products |
|
|---|---|
| 9.00 | Test A and feedback |
| 9.30 | The purpose and structure of the UK FS Industry The main financial asset classes |
| 10.30 | Coffee |
| 11.00 | The main FS product types and their functions The purpose of the main areas of financial advice |
| 12.00 | Test B and feedback |
| 12.30 | Lunch |
| 1.30 | Test C and feedback |
| 2.00 | The process of giving financial advice The legal concepts relevant in financial advice |
| 3.00 | Tea |
| 3.30 | The UK tax and social security systems The impact of inflation, interest rate volatility and other socio-economic factors |
| 4.30 | Test D and feedback |
| 5.00 | Close |
| DAY 2 - UK FS and Regulation | |
| 9.00 | Test A and feedback |
| 9.30 | The main aims and activities of the FSA The FSA’s approach to regulating firms and individuals |
| 10.30 | Coffee |
| 11.00 | The effect of the FSA’s rules on the control structures of firms and their relationship with the FSA The FSA’s conduct of business rules |
| 12.00 | Test B and feedback |
| 12.30 | Lunch |
| 1.30 | Test C and feedback |
| 2.00 | The anti-money laundering rules The rules for dealing with complaints and compensation |
| 3.00 | Tea |
| 3.30 | The Data Protection Act 1998 The relevance of other non-tax laws and regulations |
| 4.30 | Test D and feedback |
| 5.00 | Close |
