I have known Neil for several years through our involvement with the ifs School of Finance. During that time, I have always found Neil an extremely personable, committed and enthusiastic individual with a clear focus on his objectives. Neil's people focussed approach and enthusiastic manner make him a strong team player and one who is prepared to lead from the front. We have worked together on rebuilding a brand and Neil certainly put the work in to get to the right people and ensure the message was delivered.

Jason Poucher, President, ifs School of Finance, Jersey Network


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Systems and Controls

Objectives

  • To understand the key elements and purpose related to SYSC
  • To be able to understand how to demonstrate compliance to FSA expectations
  • To understand how to monitor to meet the needs of the business

Who should attend

Directors, senior managers, risk managers and compliance officers involved in systems and controls.

Summary of content

  • The purpose of systems and controls
  • What is effective
  • Demonstrating compliance
  • Management information
  • Being effective
  • TCF

Having the necessary skills

Duration

1 day

 

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Neil Young's Favourite Places - Click here

Useful Links to Organisations in the Financial Services Industry
 
Link to the Financial Services Authority Link to the ifs School of Finance Link to the Institute of Financial Planning Link to the Chartered Insurance Institute Link to Securities and Investment Institute Link to Penrose
 
Link to The Building Societies Association Link to The British Bankers' Association Link to The Association of Friendly Societies Link to the Association of Mortgage Intermediaries Link to the Association of Independent financial advisers Link to the Financial Services Skills Council Link to Global Professional Publishing