I have known Neil for several years through our involvement with the ifs School of Finance. During that time, I have always found Neil an extremely personable, committed and enthusiastic individual with a clear focus on his objectives. Neil's people focussed approach and enthusiastic manner make him a strong team player and one who is prepared to lead from the front. We have worked together on rebuilding a brand and Neil certainly put the work in to get to the right people and ensure the message was delivered.

Jason Poucher, President, ifs School of Finance, Jersey Network


Looking for... ?

Neil Young's Favourite Recipes - Click here

Please call 07734 050240

Banner

Preparing for an ARROW visit

Objectives

  • To understand the purpose of an ARROW visit
  • To understand the differences between ARROW, ARROW light and the implementation of ARROW II
  • To understand the types of information which the FSA will seek
  • To understand the process and key timescales
  • To be able to plan and manage expectations
  • To understand key “dos and don’ts” and receive tips on questions and ideal answers

Who should attend

Senior management, compliance officers, risk managers and generally those “managing” the outcomes of an ARROW visit. Also the individuals likely to be interviewed within an ARROW visit.

Summary of content

  • The purpose of an ARROW visit
  • Information required and sought by the FSA
  • Process
  • Timescales
  • Planning
  • Managing expectations
  • Key “dos and don’ts”
  • Tips and insight into questions and how to answer them

Duration

1 day
 

 

RDR Retail Distribution Review Training

Financial Services Gap Analysis Tool - produced with REALSENSE Solutions Ltd

Practical support, guidance and workshops to achieve an effective corporate governance framework

Neil Young's Favourite Places - Click here

Useful Links to Organisations in the Financial Services Industry
 
Link to the Financial Services Authority Link to the ifs School of Finance Link to the Institute of Financial Planning Link to the Chartered Insurance Institute Link to Securities and Investment Institute Link to Penrose
 
Link to The Building Societies Association Link to The British Bankers' Association Link to The Association of Friendly Societies Link to the Association of Mortgage Intermediaries Link to the Association of Independent financial advisers Link to the Financial Services Skills Council Link to Global Professional Publishing