New COB Rules
Objectives
- To understand the scope and practical application of NewCOB rules
- To embed understanding and look at the interpretation of the rules
- To consider how the new rules impact on your business
Who should attend
Individuals engaged in compliance departments, or investment related business.
Summary of content
- NewCOB rules
- How can the rules be applied in practice
- Review client classifications / implementation issues
- Assessing appropriateness
- Financial promotions
- Investment transactions
- Current practice
Duration
2 days





