Now we've had our audit, I thought it would be appropriate to register my thanks for all your help. Your hard work, flexibility and commitment to the cause has been truly commendable and has been extremely important in preparing our submission. I am very grateful for your enthusiasm, patience, knowledge and expertise. 
Darren Moxom - FSA Industry Training
Coaching for an FSA visit
Objectives
- To understand the supervision approach from the FSA
- To enable individuals to reply to FSA questioning
- To receive expert coaching and feedback
- To ensure FSA receive reassurance in relation to systems and controls
Who should attend
Senior management in the main, but also other individuals identified by the FSA to be interviewed within an ARROW visit.
Summary of content
- Discussion around: Current strategy; Risk and controls; Organisational structure; Corporate Governance
- The supervision approach
- What is competence?
- Replying to FSA questions in a “safe” environment
- Coaching and feedback
- Systems and controls – being able to comply
- TCF
Duration
1 day
