Now we've had our audit, I thought it would be appropriate to register my thanks for all your help. Your hard work, flexibility and commitment to the cause has been truly commendable and has been extremely important in preparing our submission. I am very grateful for your enthusiasm, patience, knowledge and expertise. 
Darren Moxom - FSA Industry Training
Approved Persons
Objectives
- To understand the FSA rules and guidance governing Approved Persons
- To understand what is a “controlled function”.
- To be able to establish Fitness and Propriety
- To be able to apply the Principles and Code of Practice
- To be able to delegate responsibilities effectively
Who should attend
Individuals fulfilling significant management functions and other senior managers within your organisation who have senior responsibilities.
Summary of content
- A review of the FSA requirements
- Standards of behaviour
- Effective delegation
- Legal liabilities
- Essential controls which need to be in place
- SYSC frameworks
- Risk
Duration
1 day
